Securities and Futures Commission (Hong Kong)
The Securities and Futures Commission regulates Hong Kong's securities and futures markets.
- Our tier
- Tier 1
- Jurisdiction
- Hong Kong
- Public register
- Open the official register
The Securities and Futures Commission regulates Hong Kong’s securities and futures markets. Leveraged foreign exchange trading for Hong Kong clients requires a specific licence type.
What it means for a retail trader
The SFC publishes a public register of licensed persons and a separate list of suspicious and unlicensed platforms. Check both before dealing with a firm that says it is based in Hong Kong.
How to check a firm
Search the firm’s legal name or licence number on the official register linked above. Confirm that the name, the number and the website on the register match the firm you are dealing with, and that its permissions cover the product you want to trade. Clone firms often borrow a real firm’s name and number but use a different web address.
Brokers in our database with a SFC licence
| Broker | Trust Score | Your entity & regulator | Min. deposit | Platforms | |
|---|---|---|---|---|---|
| Interactive Brokers Since 1978 · NASDAQ: IBKR | 91/99 | CFTC/NFA #0258600 Interactive Brokers LLC | $0 | Own platform, TradingView | Review Visit Interactive BrokersOfficial site · we earn no commission here |
| Saxo Since 1992 | 76/99 | Danish FSA #1149 Saxo Bank A/S | $0 | Own platform, TradingView | Review Visit SaxoOfficial site · we earn no commission here |
Trust Score and regulator are shown for the legal entity that serves your country. Change country at the top of the page.